WealthConductor LLC (herein “WC”) is committed to client confidentiality and to protect your privacy. The
will handle and maintain confidential personal information as we fulfill our obligations to protect your
privacy. “Personal information” refers to the nonpublic financial information obtained by WealthConductor in
connection with carrying out our services.
Information We Collect
WC collects personal information as part of our relationship with you to provide client services. The type of
information we collect may include:
- Information WC receives from you regarding your clients (such as name, address, date of birth, financial
circumstance and products they currently own, i.e., investment holdings and insurance policies);
- Information WC receives from you regarding about your clients’ transactions in regard to their
IncomeConductor plan, including brokerage statements or other information you authorize WC to receive;
- Information you provide WC directly about your personal finances, personal circumstances or other
information you authorize WC to receive.
Information Disclosed in Administering Products and Services
WC will not disclose personal information about current or former clients to nonaffiliated third parties
except as permitted or required by law. WC does not sell any personal information about you to any third
party. WC will not disclose personal information without your authorization, except as required or permitted
by law. WC may disclose information it collects about customers or former customers to third parties who are
not affiliated with WC under the following circumstances:
- As directed or authorized by the customer;
- To corresponding solicitors as directed by the customer;
- To providers of other services and products used by the customer (custodian, etc.), in order to effect
or settle transactions on the customer's behalf,
- As required in a regulatory audit or examination or to respond to a subpoena or similar legal process;
- To persons and organizations contracted by WC to provide services in support of our mission to service
our customers. These parties include technology vendors, broker dealers/custodians, record‐keepers and
others. Any party so contracted will be prohibited, in their contract with WC, from disclosing or using
client information other than to perform the services contracted for.
Procedures to Protect Confidentiality and Security of Your Personal Information
WC has procedures in place that limit access to personal information to those employees who need to know such
information in order to perform business services. In addition, WC maintains physical, electronic and
procedural safeguards to guard your nonpublic personal information.
Protecting Access to the Private Site
Your login name and password for this Site is unique to you, and may not be shared with any other person. You
are responsible for maintaining the confidentiality of your account and password, and you agree to accept
responsibility for all activities that occur under your account or password. You agree to notify us promptly
if you become aware of any unauthorized use of your login name and password or unauthorized access to this
Site. Always be sure to log out of this Site and close the Web browser window at the end of each session.
These safety practices are particularly important if you access this Site from a public computer terminal.
We cannot and do not guarantee that this Site will be totally secure.
WC will update its policy and procedures when necessary to ensure that your privacy is maintained and that WC
conducts business in a way that fulfills our commitment to you. If WC makes any material changes in its
Chief Executive Officer at 860-969-3672.